Posts tagged "registered investment advisor"

More Choices in Financial Asset Management

After the dot-com bust, the 10 largest securities firms paid a $1.4 billion fine to the SEC for inappropriately recommending stocks to investors.  But the public still had faith and the big firms seemed to be little harmed as to their reputation.  In 2008, we have some of those same big financial asset management firms going under or being merged: Bear […]


2 comments - What do you think?
Posted by bobrichards - November 28, 2008 at 11:06 am

Categories: financial asset management, retirement consultants   Tags: ,